Abbington Financial Group

CLIENT FORMS

These forms are organized by each Abbington business activity.

Click on each Form Name to open.

Mutual funds provided through FundEX Investments Inc.

Abbington Financial Group, 662 Upper James Street, Hamilton, Ontario, L9C 2Z3

Tel: 905-389-3534 Fax: 905-389-0345 Email: service@abbington.ca

Abbington Investments

This is Page 1: General or Investments Go to Page 2: Mortgages or Insurance Go to Page 3: Tax & Estate

Abbington Financial Group (General)

Client Information Form

Use this form to introduce yourself and start us working for you. This is not an application for anything yet. Your information is not shared with any other organization until you give permission.

Change Address / Home Phone

This will allow us to update your address and/or phone number at Abbington Financial Group. We will also initiate your change with each respective business activity and provide you with any additional required forms. If you are an income tax client, please also complete the Change Address with CRA form described under the Tax & Estate section (Client Forms - Page 3).

Change Email Address

An email address has become as important as a mailing address. For your security, we request your signature to change your email address. If you are an Investment client, please also complete the Electronic Documents Delivery Consent under Abbington Investments (below).

Industry rules require us to have your signature to process certain requests.

Complete on screen where applicable. Please phone us for assistance where required.

Then please print, complete as needed, sign and date. Send completed forms to:

Paper Mail:

Abbington Financial Group

662 Upper James St

Hamilton, ON, L9C 2Z3

Phone:

Toll Free:

Fax:

Email:

905-389-3534

1-866-746-3255

905-389-0345

service@abbington.ca

FundEX Change Form B2B Bank Change Form	Use the correct “Change Form” to provide a change of residential address, email address, home phone, or name. If you have an account at B2B Bank please use only the B2B Bank Change Form.
Change Beneficiary on RRSP or RRIF - please contact us for assistance	PLEASE CONTACT US for assistance – this may not be as simple as it appears! A proper beneficiary designation may reduce income tax and probate fees.
Statement of Disclosure	This is a very thorough disclosure about FundEX Investments Inc. and about investing in mutual funds. New investment clients will need to sign this disclosure with their first investment account application.
Order Entry Form - please contact us for assistance - an updated client information (KYC Update) form may be required For withdrawals from a RRSP, RRIF, or LIF, we will also provide this disclosure form: Withdrawal of Assets from a Registered Plan	PLEASE CONTACT US for assistance as we must prepare this form ready for your signature. Existing mutual fund clients may use this form to contribute, redeem/withdraw, or switch among their mutual funds. An update to the Client Information (KYC) Form may be necessary, especially if the transaction changes the Investment Objective and Risk Tolerance profile of the account holdings. To receive redemption proceeds by Electronic Fund Transfer (direct deposit) to a chequing account we must have a personalized void cheque on file.
Change Bank Account - please contact us for assistance	PLEASE CONTACT US for assistance. The required form will depend on where your investments are held and administered. If there is a Pre-Authorized Contribution or Systematic Withdrawal Plan in effect then a Systematic Instruction Form (below) must be completed for each respective account.
Systematic Instruction Form - please contact us for assistance	PLEASE CONTACT US for assistance as we must prepare this form ready for client signature. Existing mutual fund clients may use this form to start, change, or stop their systematic instructions (regular contributions, withdrawals, or inter-fund switching). We must have a personalized void cheque on file.